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Upper GastrointestinalTract Cancers

Chapter 85 | Part 4: Oncology and Hematology · Part 4 – Oncology: Solid Tumors · Chapter 85


Key Clinical Points

  1. Esophageal cancer has two distinct forms: Squamous Cell Carcinoma (SCC) and Adenocarcinoma (AC).
  2. SCC is common in high-incidence areas (Asia, Iran) and linked to alcohol/tobacco; AC is common in the West (US/Europe) and linked to Barrett's esophagus/obesity.
  3. Metastatic signs of gastric cancer: Virchow's node (left supraclavicular), Sister Mary Joseph nodule (periumbilical), Blumer's shelf (pelvic), and Krukenberg tumor (ovarian).
  4. H. pylori eradication reduces gastric cancer risk, especially in high-risk patients.
  5. Metastatic HER2-positive gastric/esophageal cancer: Trastuzumab + chemotherapy is standard; Trastuzumab-deruxtecan is approved for HER2-low (1+ or 2+ IHC).
  6. For metastatic HER2-negative gastric cancer with MSI-High or dMMRP: Immune checkpoint inhibitors (pembrolizumab, nivolumab) are indicated.
  7. Esophageal SCC locally advanced: CROSS regimen (carboplatin/5-FU or cisplatin/5-FU + radiation); Nivolumab for residual disease.
  8. Esophageal adenocarcinoma: FLOT is preferred neoadjuvant systemic therapy; Trastuzumab added if HER2-positive. Trastuzumab-deruxtecan for second-line therapy.
  9. Capecitabine requires DPYD gene testing to avoid severe toxicity in patients with mutations.
  10. Peritoneal cytology positive for cancer rules out curative resection intent for gastric cancer.

1. DEFINITION & OVERVIEW

• Scope: Includes malignancies of the esophagus, stomach, and small bowel. • Prevalence: Esophageal, gastroesophageal junction (GEJ), and gastric cancers are common; small intestine cancers are rare.

1.1 Classification by Histology

• Esophageal Cancer Types: ◦ Squamous Cell Carcinoma (SCC): → Located in upper and mid esophagus. → Common in high-incidence areas (Asia, Iran). → Associated with alcohol/tobacco. ◦ Adenocarcinoma (AC): → Located in lower esophagus and at the GEJ. → Predominant in US and Western Europe (>75% of cases). → Associated with Barrett's esophagus, obesity, and chronic reflux.


2. EPIDEMIOLOGY

• Global Incidence: ◦ Esophageal: 1.693 million new cases (2020); 544,076 deaths (2020). ◦ US (2023): 21,560 new esophageal cases; 16,120 deaths. 26,500 new gastric cases; 11,130 deaths. ◦ Geographic Variation: Up to 20-fold difference in incidence; high in Asia (China), France (Normandy coast), and Middle East (Iran). ◦ Trends: Increase in GEJ and gastric cancers in the US since mid-1990s. Rise in Early-onset GI cancers (EOGI) in patients <50 years old.

2.1 Risk Factors

• SCC Risk Factors: Alcohol or tobacco abuse; ingestion of extremely hot substances (tea, mate); chewing areca (betel) nut; chronic achalasia, radiation therapy, lye ingestion, Plummer-Vinson syndrome. ◦ Adenocarcinoma Risk Factors: Chronic reflux esophagitis leading to Barrett's esophagus; obesity; H. pylori infection; inherited genes (CDH1, Lynch syndrome, BRCA).


3. ETIOLOGY & PATHOPHYSIOLOGY

• Esophageal Cancer Genomics: ◦ SCC: Resembles other primary sites (head/neck); HPV not identified; 5 types of structural variations in Chinese patients. ◦ Adenocarcinoma: HER2/ERBB2 frequently amplified; MSI found in both esophageal and GEJ adenocarcinomas; EBV is a driver; TP53 mutations/aneuploidy in Barrett's regions. ◦ Barrett's Progression: Risk of progression to cancer ≈ 0.4–0.5% per year. ◦ Inherited Susceptibility: Rare exception is tylosis palmaris and plantaris (RHBDF2 mutation); Lynch syndrome and germline BRCA mutations have modestly increased risk for gastric/GEJ adenocarcinomas. • Gastric Cancer Genomics: ◦ H. pylori: Known driver; treatment reduces overall risk of gastric cancer. ◦ Inherited Genes: CDH1 mutations (e-cadherin) markedly increase risk for diffuse cell (signet cell) gastric cancer; Lynch and BRCA mutations slightly increase risk. ◦ Microbiome/Viral: Higher bacterial load in patients; EBV associated with increased risk. ◦ TCG Subtypes: High EBV burden, MSI with hypermutation, genomically stable (associated with diffuse subtype), and chromosomally unstable. • Pathogenesis Cascade: ◦ Esophageal Adenocarcinoma: Chronic reflux esophagitis → Barrett's esophagus (glandular gastric type mucosa) → Dysplasia → Adenocarcinoma. ◦ Gastric Cancer: H. pylori infection → Chronic inflammation → Atrophic gastritis → Intestinal metaplasia → Dysplasia → Adenocarcinoma. ◦ Diffuse Type: Arises via CDH1 mutation leading to loss of cell adhesion.


4. CLINICAL FEATURES

• Esophageal Cancer Symptoms: ◦ Dysphagia/Odynophagia: Most common; usually not perceived until substantial obstruction occurs. ◦ Other: Hematemesis, melena, anorexia, weight loss, fatigue, and shortness of breath (if anemia is present). ◦ Note: In young patients, symptoms may be mistaken for benign illnesses, leading to advanced stages at diagnosis. • Gastric Cancer Symptoms: ◦ Vague upper abdominal discomfort; hematemesis or melena; anorexia and early satiety; unexplained weight loss. ◦ GEJ Cancers: May present with dysphagia or odynophagia. ◦ Anemia: Often due to occult bleeding. • Physical Examination Findings: ◦ Virchow's node: Left supraclavicular adenopathy. ◦ Sister Mary Joseph nodule: Periumbilical mass. ◦ Blumer's shelf: Pelvic mass on rectal exam. ◦ Krukenberg tumor: Ovarian mass. ◦ Other: Ascites, palpable lymphadenopathy, or hepatomegaly.


5. DIFFERENTIAL DIAGNOSIS

• Dysphagia: ◦ Esophageal Cancer: Progressive dysphagia, weight loss, anemia. ◦ Achalasia: Dysphagia to solids/liquids, regurgitation; no initial weight loss. ◦ Peptic Stricture: History of GERD; responds to acid suppression. ◦ Eosinophilic Esophagitis: Food impaction, atopy history. • Gastric Mass/Anemia: ◦ Gastric Cancer: Weight loss, early satiety, positive H. pylori. ◦ Gastric Ulcer: Pain relieved by food (duodenal) or worsened by food (gastric); responds to PPIs. ◦ GIST: Subepithelial mass; may bleed. ◦ Lymphoma: B symptoms, lymphadenopathy.


6. INVESTIGATIONS & DIAGNOSIS

  1. Endoscopy and Biopsy: Standard for diagnosis; biopsy determines histology.
  2. EUS (Endoscopic Ultrasonography): Determines depth of penetration (T stage) and regional lymph node involvement; AI may assist analysis.
  3. Bronchoscopy: For mid/upper esophagus tumors to rule out tracheobronchial tree invasion. → Invasion rules out surgical intervention with curative intent.
  4. Laparoscopy: For GEJ tumors to assess peritoneal involvement if T stage is advanced.
  5. Imaging: ◦ CT: Assess for metastatic disease. ◦ FDG-PET/CT: Assess for metastasis; serial scans guide therapy changes (FDG avidity >4 SUV max indicates aggressive disease).
  6. Cytology: Peritoneal cavity washing if no visible metastases; → Positive cytology rules out curative resection.
  7. Molecular Diagnostics: ◦ NGS: Most efficient for genomic analysis; required for all metastatic patients (requires adequate tumor cellularity). ◦ PD-L1: Assessed by IHC to guide immune modulation therapy. ◦ HER2/ERBB2: Assessed by IHC/FISH/NGS to guide trastuzumab-based therapy. ◦ MSI/dMMR: Assessed by IHC/NGS to guide immune therapy. ◦ Claudin 18.2: Assessed by IHC; guides use of zolbetuximab (investigational).

Molecular Diagnostics Table Summary

Table 85-3 highlights the following: • Esophageal SCC: PD-L1 (IHC) → Immunomodulation. • Esophageal Adeno/GEJ: HER2 (IHC/FISH/NGS) → Trastuzumab; trastuzumab-deruxtecan; dMMRP/MSI (IHC/NGS) → Immunomodulation. • Gastric Adeno: Claudin 18.2 (IHC) → Zolbetuximab.


7. MANAGEMENT & TREATMENT

  1. Early-Stage Esophageal (Tis/T1a): → Endoscopic mucosal resection (EMR) or submucosal dissection (ESD).
  2. Locally Advanced Esophageal: → Combined-modality therapies (chemotherapy + radiation or chemotherapy alone).
  3. Esophageal SCC Management: → Chemoradiation (CROSS regimen: carboplatin/5-FU or cisplatin/5-FU + radiation) is standard. → Surgery reserved for patients not achieving complete response. → Nivolumab for residual disease after neoadjuvant chemoradiation.
  4. Esophageal Adenocarcinoma Management: → FLOT (fluorouracil, leucovorin, oxaliplatin, docetaxel) preferred neoadjuvant systemic therapy. → Trastuzumab added if HER2-positive. → Trastuzumab-deruxtecan for second-line therapy.
  5. Metastatic Esophageal: → Systemic therapy (chemotherapy + immunotherapy if PD-L1 positive).
  6. Gastric Cancer Management: → Curable: Surgical removal with R0 resection and regional lymph node resection. → Metastatic/Unresectable: Systemic therapy. ◦ HER2-Positive: Trastuzumab + chemotherapy (or trastuzumab-deruxtecan). ◦ HER1-Negative: Immune-modulating therapy (PD-1 inhibitors) + chemotherapy if PD-L1 positive. ◦ MSI-High/dMMR: Immune therapy alone. ◦ Claudin 18.2 Positive: Zolbetuximab (investigational).
  7. Supportive Care: → Endoluminal stent for obstruction; enteral nutrition via percutaneous gastrostomy.
  8. Systemic Agents: → Fluoropyrimidines (Capecitabine, 5-fluorouracil); Platinum (Oxaliplatin, Cisplatin); Taxanes (Docetaxel, Paclitaxel); Anthracyclines (Doxorubicin); Immunotherapy (Nivolumab, Pembrolizumab, Ipilimumab); ADCs (Trastuzumab-deruxtecan, Sacituzumab govitecan); PARP Inhibitors (Olaparib, Taloparib for BRCA).
  9. Treatment Algorithm: Step 1: Diagnosis/Staging (Endoscopy, EUS, CT, PET) → Step 2: Molecular Testing (HER2, PD-L1, MSI, Claudin 18.2) → Step 3: Selection based on Stage/Biomarkers → Step 4: Response Assessment (Serial FDG-PET/CT, ctDNA) → Step 5: Salvage/Refractory Options (ADCs, Clinical Trials).

8. PROGNOSIS & COMPLICATIONS

• Esophageal Cancer Survival: → Varies by stage (Table 85-1). → Metastatic disease treated with palliative intent. • Gastric Cancer Survival: → Varies by stage (Table 85-2). → Microsatellite unstable tumors have best outcome (before immune therapy). → Genomically stable (TCG) and mesenchymal (ACRG) types have worst outcome. • Neoadjuvant Therapy: FLOT improved survival compared to preoperative chemoradiation (CROSS) for adenocarcinoma. • Complications: ◦ Early: Anemia, obstruction, bleeding. ◦ Late: Metastatic disease, cachexia, treatment-related toxicities (neuropathy, myelosuppression, immune-related adverse events).


9. SPECIAL CONSIDERATIONS

• Early-Onset GI Cancers (EOGI): → Defined as occurring in patients <50 years of age. → Incidence rising in US. → Note: Symptoms in young patients may be attributed to benign illnesses; surveillance endoscopy not recommended for asymptomatic general population.

Inherited Susceptibility

• CDH1 Mutation: Prophylactic gastrectomy option; systemic therapy varies (immune modulation for Lynch, DNA-damaging agents for BRCA). ◦ Lynch Syndrome: Modestly increased risk of gastric/GEJ adenocarcinoma. ◦ BRCA Mutation: Modestly increased risk of gastric/GEJ adenocarcinoma.


10. KEY PEARLS & CLINICAL TRAPS

• Diagnostic Clues (Metastatic Signs): → Virchow's node (Left supraclavicular); Sister Mary Joseph nodule (Periumbilical); Blumer's shelf (Pelvic); Krukenberg tumor (Ovarian). • Risk Factors: → Hot substances (tea, mate) are risk factors for SCC. • Exclusion Criteria (Rule out curative intent): → Tracheal/Bronchial Invasion. → Peritoneal Cytology Positive. → Symptoms in young patients (may be benign).


Reference Tables

TABLE 85-1 AJCC Prognostic Stage Groups for Esophageal Cancer Using cTNM (Pretreatment) a TNM cTis, N0, M0 cT1-2, N0…

Harrison's 22e, p.643

5-YEAR SURVIVAL RATE
TNM CLINICAL STAGE PRESENTING AT THIS STAGEb,c SQUAMOUS ADENOCARCINOMA
cTis, N0, M0 0 1.2% 75% 82%
I 17% 75%
cT1-2, N1-3, M0 IIA 7% 53% 50%
IIB 13% 40%
cT3-4a, N1-3, M0c III 31% 25% 25%
IVA 17%
cAny T, any N, M1 IVB 5% 10% 18%
Survival by ypTNM Staging After Neoadjuvant Chemotherapy
ESTIMATED 5-YEAR SURVIVAL RATE
TNM yp STAGE SQUAMOUS ADENOCARCINOMA
T1-2, N0, M0
T1, N1, M0
I 46% 52%
II 34%
T4a, N1-3 M0
T4b, any N, M0
T3, N2-3, M0
T2, N3, M0
III 22% 27%
IV 10%

TABLE 85-2 Staging System for Gastric Carcinoma a STAGE 0 IA

Harrison's 22e, p.645

STAGE TNM FEATURES DATA FROM ACS IN THE
UNITED STATES
NO. OF
CASES, %
5-YEAR
SURVIVAL, %
0 TisN0M0 Node negative; limited to
mucosa
1 90
T1N0M0 Node negative; invasion
of lamina propria or
submucosa
7
IB T2N0M0
T1N1M0
Node negative; invasion of
muscularis propria
10 44
T1N2M0
T2N1M0
T3N0M0
Node positive; invasion
beyond mucosa but within
wall
or
Node negative; extension
through wall
17
IIIA T2N2M0
T3N1-2M0
Node positive; invasion
of muscularis propria or
through wall
21 15
T4N0-1M0 Node negative; adherence
to surrounding tissue
14
IIIC T4N2-3M0 >3 nodes positive; invasion
of serosa or adjacent
structures
T3N3M0 7 or more positive nodes;
penetrates wall without
invading serosa or
adjacent structures
IV T4N2M0 Node positive; adherence
to surrounding tissue
30 3
or
T1-4N0-2M1 Distant metastases

TABLE 85-3 Molecular Diagnostics and Genomic Alteration Analyses Help Guide Systemic Therapy

Harrison's 22e, p.645

SITE HISTOLOGY FACTOR ASSAY TYPE THERAPY OPTIONS
Esophageal SCC PD-L1 IHC Immunomodulation
PD-L1 IHC
Esophageal Adeno
GEJ
ERRB2/HER2 IHC/FISH/NGS Trastuzumab;
trastuzumab-deruxtecan
dMMRP/MSI IHC/NGS
Gastric Adeno Claudin 18.2 IHC Zolbetuximaba