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Gene and Cell-BasedTherapy in Clinical Medicine

Chapter 483 | Part 16: Genes, the Environment, and Disease · Parts 15-16 – Genetics, Genomics & Precision Medicine · Chapter 483


Key Clinical Points

  1. Gene therapy utilizes nucleic acid sequences (DNA/RNA) as active agents delivered via viral (retroviral, lentiviral, adenoviral, AAV) or nonviral (lipid nanoparticles) vectors.
  2. Two primary strategies for long-term expression: (1) transducing stem cells with integrating vectors (retroviral/lentiviral) so progeny carry the gene; (2) transducing long-lived, postmitotic cells (e.g., neurons, muscle) where even episomal DNA provides stable expression.
  3. CRISPR/Cas9 gene editing uses a Cas9 enzyme and guide RNA to create double-strand breaks (DSB) for precise genome correction or disruption at specific sites.
  4. AAV vectors are nonintegrating, have a ~5 kb packaging capacity, and are ideal for postmitotic tissues like the retina and liver.
  5. Lentiviral vectors are preferred for hematopoietic stem cells due to safer integration patterns compared to retroviral vectors.
  6. CAR-T cell therapies target CD19 (B-cell malignancies) or BCMA (multiple myeloma).
  7. Telomere diseases (e.g., dyskeratosis congenita) manifest as aplastic anemia, cirrhosis, and pulmonary fibrosis; management includes allogeneic transplant and androgens.
  8. Long-term follow-up of 15 years is mandatory for patients receiving integrating vectors to monitor for malignancy.
  9. Key risks include genotoxicity (insertional mutagenesis), immunotoxicity (capsid response), phenotoxicity (overexpression/ectopic expression), and germline transmission.
  10. AAV-mediated therapy can lead to thrombotic microangiopathy due to rapid antibody formation; CAR-T therapy requires management of cytokine release syndrome (CRS) and neurotoxicity.

1. DEFINITION & OVERVIEW

Core Concepts:Gene Therapy: Active agent is a nucleic acid sequence (DNA or RNA) rather than a protein or small molecule. → Transduction: The process where the vector and donated DNA/RNA enter the target cell and express the transgene. → Delivery Methods:In vivo: Vector injected directly into the patient. ◦ Ex vivo: Target cells (e.g., hematopoietic, liver, immune) removed, modified in laboratory, then returned to the patient. • Gene Therapy vs. Gene Editing:Gene Therapy: Includes gene addition, providing a truncated gene with similar activity (e.g., B domain-deleted FVIII), or a gene for an alternative pathway (e.g., utrophin). → Gene Editing: Uses CRISPR/Cas9 (Cas9 enzyme + guide RNA) to create double-strand breaks (DSB) at specific sites for precise correction under endogenous regulatory signals. • Clinical Utility: → Provides treatment for diseases lacking any pharmacologic therapies. → Offers an alternative to complex medical regimens with high nonadherence (e.g., TDT requiring monthly transfusions and iron chelation).


2. EPIDEMIOLOGY

Scope: Transitioned from ultra-rare inherited diseases to more common conditions like sickle cell disease and hemophilia. • Approved Indications: Includes immunodeficiency disorders (ADA-SCID), hematologic malignancies (B-cell lymphoma, multiple myeloma), neurodegenerative disorders (SMA, Metachromatic Leukodystrophy, Adrenoleukodystrophy), retinal dystrophies, hemophilia, muscular dystrophy, and sickle cell disease/β-thalassemia.


3. ETIOLOGY & PATHOPHYSIOLOGY

Mechanism of Action: → Integration of gene transfer techniques with cellular therapies (especially in ex vivo settings). → CAR T-cells have expanded from hematologic malignancies to solid tumors and autoimmune diseases. • Telomere Disease Pathophysiology: → Characterized by telomere erosion and attrition. → Bone Marrow: Leads to aplastic anemia (empty marrow replaced by fat). → Liver: Leads to cirrhosis or nodular regenerative hyperplasia. → Lungs: Leads to pulmonary fibrosis, primarily in subpleural regions.


4. CLINICAL FEATURES

Immunodeficiency Disorders: → Example: X-linked SCID (IL2RG mutation). → Presentation: Infants (first few months) with overwhelming infections and/or failure to thrive. → Outcome: Transduction of autologous CD34+ cells leads to immune reconstitution and growth gains. • Red Cell Disorders: → Conditions: β-thalassemia, sickle cell disease. → Features: Anemia, vaso-occlusive crises, and iron overload. → TDT Standard: Monthly transfusions (Hgb >9 g/dL) + intensive iron chelation. • Neurodegenerative Disorders: → Example: X-linked adrenoleukodystrophy (ALD). → Mechanism: Transduced cells give rise to myeloid cells that cross the blood-brain barrier to become CNS-resident microglia and perivascular macrophages. • Telomere Disease Clinical Features: → Aplastic anemia, cirrhosis, nodular regenerative hyperplasia, and pulmonary fibrosis.


5. DIFFERENTIAL DIAGNOSIS

Bone Marrow Failure Syndromes: → Must distinguish familial clonal hematopoiesis in a long telomere syndrome from other causes of bone marrow failure. → Inherited bone marrow failure syndromes must be differentiated from other causes of cytopenia.


6. INVESTIGATIONS & DIAGNOSIS

  1. Genetic Confirmation: Confirm mutations for specific indications (e.g., ADA-SCID, RPE65, SMN1, ARSA, ABCD1, COL7A1, BCL11A).
  2. Hematologic Testing: For sickle cell and β-thalassemia, use hemoglobin electrophoresis and genetic testing.
  3. Telomere Assessment: Diagnosis based on telomere length and clinical features (anemia, cirrhosis, fibrosis).
  4. Monitoring for Adverse Events:AAV Specific: Monitor for thrombotic microangiopathy and immune responses to capsid. → Genome Editing: Monitor for off-target cleavage and transaminase elevations in liver-directed editing. → CAR-T: Monitor for Cytokine Release Syndrome (CRS) and Neurotoxicity.
  5. Long-term Follow-up Screening (15 years): → New malignancy? → New neurologic/ophthalmologic disorder? → New autoimmune or rheumatologic disorder? → New hematologic disorder?

7. MANAGEMENT & TREATMENT

  1. Telomere Disease Management: → Allogeneic hematopoietic stem cell transplant (if donor available). → Lung transplant for pulmonary fibrosis (noted as difficult due to comorbidities). → Liver transplant (successful in several cases). → Pharmacotherapy: Long-term androgens to mitigate telomere attrition. → Precautions: Avoid toxins (metal dust, busulfan, amiodarone), radiation, smoke, and alcohol.
  2. Beta-Thalassemia & Sickle Cell Management: → Lentiviral vector driving expression of βA-T87Q. → Goal: Durable transfusion independence (Hgb ≥9 g/dL and no transfusion for ≥12 months).
  3. CAR-T Therapy Management:Cytokine Release Syndrome (CRS): Tocilizumab or corticosteroids. → Neurotoxicity: Dexamethasone as early as possible; avoid seizure-threshold-lowering medications. → Immunodeficiency: Prophylaxis for PJP and VZV for ≥1 year; specific vaccination schedule.
  4. Germline Transmission Prevention: → Barrier birth control (noted: AAV vector risk in prostatic fluid, but not in gametes).

8. PROGNOSIS & COMPLICATIONS

Risk Categories (Table 483-3):Genotoxicity: Insertional mutagenesis or accelerated malignant transformation. → Phenotoxicity: Overexpression or ectopic expression of the transgene. → Immunotoxicity: Harmful immune response to vector or transgene. → Horizontal Transmission: Shedding of infectious vector into environment. → Vertical Transmission: Germline transmission of donated DNA. • Specific Adverse Events (Table 483-4):Retroviral/Lentiviral: Malignancy, Germline transmission, Immune response to capsid. → AAV: Thrombotic microangiopathy (due to rapid antibody rise). → Genome Editing: Off-target cleavage; Liver-directed transaminase elevation. → CAR-T: CRS, Neurotoxicity, Immunodeficiency, New T-cell malignancy.


9. SPECIAL CONSIDERATIONS

Germline Transmission Risks: → AAV vector risk in prostatic fluid (not gametes). → Action: Barrier birth control until clear of vector DNA. • Immunocompromised States: → CAR-T patients require prophylaxis for PJP and VZV for ≥1 year due to lymphodepleting chemotherapy.


10. KEY PEARLS & CLINICAL TRAPS

Complexity: Gene therapy involves complex interactions between nucleic acids, viral vectors, and cellular responses. → Retroviral/Lentiviral: Requires G phase; 8 kb limit; Extensive immune response (per Table 483-1). → AAV: No G phase required; 5 kb limit; Few immune responses; Nonintegrating. → Lipid Nanoparticles: No G phase; ≥10 kb limit; Transient for RNA. • Clinical Monitoring: Mandatory 15-year follow-up for integrating vectors to monitor for malignancy and other systemic issues.


TABLES & FIGURES

Table 483-1: Characteristics of Commonly Used Gene Delivery Vehicles → Retroviral/Lentiviral: RNA genome, G phase required, 8 kb limit, Extensive immune response, Yes (integrates), Yes (long-term). → Adenoviral: DNA genome, No G phase, 8–30 kb limit, Few immune responses, Poor integration, No long-term. → AAV: DNA genome, No G phase, 5 kb limit, Few immune responses, Poor integration, Yes (long-term). → Lipid Nanoparticles: RNA genome, No G phase, ≥10 kb limit, Immunogenic/Liver target, Can package RNA or DNA, Transient for RNA. • Table 483-2: Currently Approved Gene and Cell Therapy Products → Strimvelis (ADA-SCID); Yescarta (B-cell lymphoma); Zolgensma (SMA); Libmeldy (Metachromatic leukodystrophy); Breyanzi (B-cell lymphoma); Carvykti (Multiple myeloma); Upstaza (AADC deficiency); Hemgenix (Hemophilia B); Beqvez (Hem리면 B); Elevidys (DMD). • Table 483-5: Taking History and Screening → Key questions: Vector type, dose/route, target tissue, transgene nature, and history of adverse events. → Screening for follow-up: Malignancy, neurologic/ophthalmologic, autoimmune/rheumatologic, and hematologic disorders.


Reference Tables

TABLE 483-1 Characteristics of Commonly Used Gene Delivery Vehicles FEATURES Genome Cell division requirement Packaging…

Harrison's 22e, p.3823

FEATURES VIRAL BASE NONVIRAL
RETROVIRAL/LENTIVIRAL ADENOVIRAL AAV LIPID NANOPARTICLES
Genome RNA DNA DNA RNA
G phase
1
No No
Packaging limitation 8 kb 8–30 kb 5 kb 10 kb or more
Extensive Few
Genome integration Yes Poor Poor May be used to package either
RNA or DNA
Yes No Yes
Main advantages Persistent gene transfer in
transduced tissues
Highly effective in transducing
various tissues
Elicits few inflammatory
responses, nonpathogenic
RNA expressed transiently
Might induce oncogenesis in
some cases; only used ex vivo
Viral capsid elicits strong
immune responses
Limited packaging capacity

TABLE 483-2 Currently Approved Gene and Cell Therapy Products in North America and/or Europe PRODUCT Strimvelis® a

Harrison's 22e, p.3824

PRODUCT INDICATION AGE GROUP YEAR FIRST
APPROVED
WHERE
APPROVED
VECTOR TRANSGENE TARGET TISSUE
Strimvelis®a ADA-SCID Pediatric 2016 Europe Retroviral ADA (adenosine
deaminase)
Autologous
hematopoietic
stem cells (HSCs)
Relapsed or refractory (R/R)
B-cell acute lymphoblastic
leukemia (pediatric); R/R
large B-cell lymphoma
(adult); third-line follicular
lymphoma
Pediatric
and adult,
different
disease
indications
2017 United States,
Europe, China,
Japan
Lentiviral CAR directed to CD19 with
4-1BB signaling domain
Yescarta®
(axicabtagene
ciloleucel)
R/R and second-line large
B-cell lymphomas; third-line
follicular lymphoma
Adult 2017 United States,
Europe, Japan
Retroviral CAR directed to CD19 with
CD28 signaling domain
Autologous T cells
Confirmed biallelic RPE65
mutation–associated retinal
dystrophy
Pediatric and
adult
2017 United States
and Europe
AAV2 RPE65 (retinal pigment
epithelial 65 kD protein)
Zolgensma®
(onasemnogene
abeparvovec)
Spinal muscular atrophy
type 1 due to biallelic
mutations in the SMN1
gene
Pediatric
<2 years of
age
2019 United States
and Europe
AAV9 SMN1 (survival motor
neuron 1)
Spinal motor
neurons by single
IV infusion
Transfusion-dependent β
thalassemia; sickle cell
disease
Adults and
pediatric ≥12
years of age
2019 Europe and
United States
Lentiviral βA-T87Q globin gene
Libmeldy®b
(aditarsagene
autotemcel)
Metachromatic
leukodystrophy due to
biallelic mutations in the
arylsulfatase A gene
Pediatric 2020 Europe, United
States
Lentiviral ARSA (arylsulfatase A) Autologous HSCs
R/R mantle cell lymphoma;
R/R B-cell acute
lymphoblastic leukemia
Adults 2020 United States
and Europe
Retroviral Same molecular construct
as axicabtagene
Breyanzi®
(lisocabtagene
maraleucel)
R/R and second-line large
B-cell lymphoma
Adult 2021 United States,
Europe, and
Japan
Lentiviral CAR directed at CD19 with
4-1BB signaling domain;
CD4 and CD8 T-cell
products manufactured and
infused separately
Autologous T cells
Fifth-line treatment for
multiple myeloma
Adult 2021 United States
and Europe
Lentiviral CAR directed to B-cell
maturation antigen (BCMA);
4-1BB signaling domain
Carvykti®
(ciltacabtagene
autoleucel)
Fifth-line treatment for
multiple myeloma
Adult 2022 United States
and Europe
Lentiviral CAR directed to BCMA
with two single-domain
antibodies; 4-1BB signaling
domain
Autologous T cells
Early active cerebral
adrenoleukodystrophy
Boys age
4–17
2022 Europe and
United States
Lentiviral Adenosine triphosphate–
binding cassette, subfamily
D, member 1 (ABCD1)
Upstaza®
(eladocagene
exuparvovec)
Confirmed AADC deficiency
with severe phenotype
Children 18
months and
older
2022 Europe AAV2 Human aromatic L-amino
acid decarboxylase (AADC)
Cells in putamen
via single
neurosurgical
procedure
Severe hemophilia A and no
history of inhibitors
Adults 2022 Europe and
United States
AAV5 cDNA encoding human
factor VIII, B domain-
deleted, SQ form
Hemgenix®
(etranacogene
dezaparvovec)
Severe or moderately
severe hemophilia B
Adults 2022 Europe and
United States
AAV5 cDNA encoding factor IX
Padua
Hepatocytes via
single IV infusion
Dystrophic epidermolysis
bullosa due to mutations in
COL7A1
Age 6 months
and older
2023 United States Herpes simplex
viral vector
Collagen type VII alpha 1
chain (COL7A1)
Elevidys®
(delandistrogene
moxeparvovec)
Duchenne muscular
dystrophy
Ages 4–5 2023 United States AAVrh74 cDNA encoding
microdystrophin
Skeletal muscle via
single IV infusion
Sickle cell anemia and
β thalassemia
Ages 12 and
up
2023 United States
and Europe
Gene editing Inactivates BCL11a in RBCs
Beqvez®
(fidanacogene
elaparvovec)
Severe or moderately
severe hemophilia B
Adults 2024 Canada,
United States
and Europe
AAVrh74variant cDNA encoding factor IX
Padua
Hepatocytes via
single IV infusion

TABLE 483-3 Potential Complications of Gene Therapy Gene silencing—repression of promoter Genotoxicity—complications…

Harrison's 22e, p.3825

  • Gene silencing—repression of promoter
  • Genotoxicity—complications arising from insertional mutagenesis, or
    acceleration of malignant transformation in a cell on the path to oncogenesis
    before transduction (i.e., CAR introduced into a premalignant T cell)
  • Phenotoxicity—complications arising from overexpression or ectopic expression
    of the transgene
  • Immunotoxicity—harmful immune response to either the vector or transgene, or
    a harmful immune response of the vector (e.g., CAR T cells)
  • Risks of horizontal transmission—shedding of infectious vector into environment
  • Risks of vertical transmission—germline transmission of donated DNA

TABLE 483-4 Adverse Events in Gene Therapy and Gene Editing

Harrison's 22e, p.3825

VECTOR OR
TREATMENT
MODALITY
SYMPTOM OR LABORATORY
FINDING
MECHANISM DOSE DEPENDENCE MITIGATION STRATEGIES
Retroviral or lentiviral
vectors
Malignancya Insertional mutagenesisa Yes for retroviral
vectors
Less frequent with lentiviral vectors, likely
because of differences in integration patterns
Vector sequences in semen, risk of
germline transmission
Based on animal studies,
present in prostatic fluid but
not in gametes
Yes
Immune responses directed to
capsid, sometimes accompanied by
loss of expression
Memory T cells directed to
vector capsid in humans, who
are natural hosts for wild-type
AAV
Yes
Thrombotic microangiopathy with
high-dose systemic infusion
Rapid rise in antibodies to AAV,
formation of antigen-antibody
complexes, triggering of
complement activation
Yes
Ex vivo and in vivo
genome editing
Off-target cleavage resulting in
unintended gene silencing
Guide RNA lacks requisite
specificity
Likely Preclinical assessment for off-target effects
Long-term follow-up of trial participants and
patients
Liver-directed in vivo editing
has shown mild and transient
transaminase elevations but
excellent efficacy at doses studied
clinically
Possibly immune responses
to bacterial proteins in editing
machinery, potentially resulting
in loss of edited cells
Yes
CAR-T therapy Cytokine release syndrome: fever,
hypotension, tachycardia, hypoxia,
multiorgan failure
Systemic inflammatory
response caused by cytokines
released by CAR T cells
Possibly Tocilizumab/corticosteroids
Neurotoxicity-cerebral edema and
encephalopathy
Peripheral immune
overactivation, endothelial
activation-induced blood-brain
barrier dysfunction, CNS
inflammation
Possibly Avoid seizure-threshold-lowering medications
in early phase of treatment
Treat with dexamethasone as early as possible
(use specific management guidelines)
Immunodeficiency
(hypogammaglobulinemia and
susceptibility to viral injections)
On-target effect against B cells
and/or plasma cells
Preparatory lymphodepleting
chemotherapy regimen also
contributes
No Prophylaxis for opportunistic infections (PJP,
VZV) for at least 1 year; vaccination schedule
(specific guidelines)
New T-cell malignancy Insertional mutagenesis or
potentially chronic activation
due to new transgene
No Report to FDA and manufacturer
Consider activation of suicide gene if present
in the transgene expression cassette
Treat per standard guidelines

TABLE 483-5 Taking History from Patients Who Have Received Gene Therapies or Gene Editing Elements of History for…

Harrison's 22e, p.3826

  • Elements of History for Patients Who Received Gene Therapy (or Have
    Participated in Trials)
    1. What vector was administered? Is it predominantly integrating (retroviral,
      lentiviral, herpesvirus, or gene editing) or nonintegrating (plasmid, adenoviral,
      adeno-associated viral)?
      2. What were the dose and the route of administration of the vector?
      3. What was the target tissue?
      4. What gene was transferred in? The gene that is defective in the patient’s
      disease? A truncated version? A gene encoding a different protein with
      similar properties? A knockdown approach?
      5. Were there any adverse events noted after gene transfer?
  • Screening Questions for Long-Term Follow-Up in Gene Transfer
    Subjectsa
    1. Has a new malignancy been diagnosed? If so, clinicians should contact the
      manufacturer to report the event and obtain instructions on the collection of
      patient samples for testing.
      2. Has a new neurologic/ophthalmologic disorder, or exacerbation of a
      preexisting disorder, been diagnosed?
      3. Has a new autoimmune or rheumatologic disorder been diagnosed?
      4. Has a new hematologic disorder been diagnosed?