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Paraneoplastic Neurologic Syndromes and Autoimmune Encephalitis

Chapter 99 | Part 4: Oncology and Hematology · Part 4 – Oncology: Solid Tumors · Chapter 99


Key Clinical Points

  1. Paraneoplastic neurologic disorders (PNDs) affect any part of the nervous system; 60% present with neurologic symptoms before cancer diagnosis.
  2. High-risk antibodies (>70% tumor probability): Anti-Hu, Anti-Yo, Anti-Ri, Anti-Tr, Anti-PCA2, Anti-Ma, and Anti-AMPA.
  3. Intracellular antigen syndromes (e.g., Anti-Hu) involve T-cell mediated cytotoxicity; surface antigen syndromes (e.g., Anti-NMDAR) are antibody-mediated and more responsive to immunotherapy.
  4. Anti-NMDAR encephalitis: Characterized by psychiatric symptoms, seizures, and autonomic instability; often associated with ovarian teratomas in young women/children.
  5. Anti-LGI1 encephalitis: Typically affects adults >50 years; characterized by faciobrachial dystonic seizures and hyponatremia (rarely associated with thymoma).
  6. Tumor control is critical for intracellular antigen syndromes; first-line immunotherapy (steroids, IVIg, plasma exchange) is used for surface antigen syndromes.
  7. MRI findings: Limbic encephalitis shows medial temporal lobe hyperintensity on FLAIR; Anti-NMDAR often has normal MRI or mild FLAIR changes.
  8. MOG antibody encephalitis: 85% respond to immunotherapy but have high relapse rates (approximately 30%).
  9. Differential diagnosis must exclude metastatic spread, leptomeningeal disease, and viral infections (HSV, HHV-6).
  10. Antineuronal antibodies in serum/CSF support PND diagnosis; negative results do not rule out PND in low-risk scenarios.

1. DEFINITION & OVERVIEW

Paraneoplastic neurologic disorders (PNDs) are cancer-related syndromes affecting any part of the nervous system. Most PNDs have an autoimmune pathogenesis triggered by underlying cancers.

Clinical Prevalence: • 60% of patients present with neurologic symptoms before cancer diagnosis. • Overall prevalence: 0.5–1% of all cancer patients. • Neuroblastoma/SCLC: 2–3% prevalence. • Thymoma: 30–50% prevalence.

1.1 Classification by Risk

PNDs are categorized based on the probability of an underlying tumor associated with specific antineuronal antibodies.

High-risk antibodies (>70% tumor probability): • Anti-Hu (ANNA1), Anti-Yo (PCA1), Anti-Ri (ANNA2), Anti-Tr (DNER), Anti-PCA2 (MAP1B), Anti-Ma, and Anti-AMPA.

Intermediate-risk (30–70%): • Anti-NMDAR, Anti-GABAR, Anti-mGluR5.

Low-risk (<30%): • Anti-LGI1, Anti-DPPX, Anti-IgLON5, Anti-MOG, Anti-AChR, Anti-mGluR1, Anti-aquaporin 4.

1.2 Pathogenesis Overview

Intracellular antigen syndromes: Triggered by T-cell mediated cytotoxicity, microglial activation, and gliosis → significant neuronal loss. • Surface antigen syndromes: Driven by direct antibody effects on cell-surface proteins; typically show less neuronal loss and are more responsive to immunotherapy. • Immune Response Pathway: 1. Antigen release (Tumor/Viral) → 2. APC uptake racks 3. Lymph node activation of B cells & T cells → 4. Plasma cell differentiation → 5. Antibody production and entry into CNS.


2. EPIDEMIOLOGY

General Prevalence: 0.5–1% of all cancer patients. • Specific Associations: ◦ Neuroblastoma/SCLC: 2–3% prevalence. ◦ Thymoma: 30–50% prevalence. ◦ Anti-NMDAR encephalitis: Predominates in young women and children (rarely associated with tumors in men or older adults). ◦ Anti-LGI1 encephalitis: Primarily affects patients >50 years (65% male). ◦ Anti-IgLON5 disease: Median age 60s, equal sex distribution.


3. ETIOLOGY & PATHOPHYSIOLOGY

Most PNDs result from immune responses to ectopic neuronal proteins in tumors (e.g., SCLC) or altered immunologic responses in thymomas/lymphomas.

Pathogenic Mechanisms:Intracellular Antigens: T-cell cytotoxicity, microglial activation, and gliosis → neuronal loss. • Surface Antigens: Antibody-mediated receptor dysfunction; less cellular infiltration.

Antibody-Mediated Synaptic Dysfunction (Figure 4): 1. Functional Blocking: Antibodies physically block receptors from binding neurotransmitters (e.g., GABAR). 2. Cross-linking and Internalization: Antibodies cause internalization of receptors, reducing surface density (e.g., NMDAR). 3. Disruption of Protein-Protein Interaction: Antibodies interfere with complex interactions; e.g., LGI1 antibodies disrupt interaction with ADAM22/ADAM23 → decrease in Kv4.1 potassium channels and AMPAR.

IgG Subclasses:IgG1: Frequently crosslink and internalize target antigens. • IgG4: Less effective at crosslinking; more likely to alter protein-protein interactions.


4. CLINICAL FEATURES

PNDs present with diverse clinical phenotypes based on the specific antigen targeted.

Syndromes by Antibody:Anti-Hu (ANNA1): Encephalomyelitis, sensory neuronopathy, cerebellar syndrome. • Anti-Yo (PCA1): Rapidly progressive cerebellar syndrome. • Anti-Ri (ANNA2): Cerebellar degeneration, opsoclonus, brainstem encephalitis. • Anti-NMDAR: Psychiatric symptoms, seizures, autonomic instability. • Anti-LGI1: Faciobrachial dystonic seizures, hyponatremia. • Anti-IgLON5: Sleep disorders (NREM/REM), brainstem dysfunction, obstructive sleep apnea.

Specific Markers & Associations:CRMP5: Chorea, uveitis, optic neuritis. • Ma proteins: Limbic/hypothalamic encephalitis, hypersomnia, cataplexy. • Kelch-like 11: Brainstem encephalitis, hearing loss, seminomas/germ cell tumors. • Amphiphysin: Stiff-person syndrome (SPS), myelitis. • MOG antibodies: Optic neuritis, myelitis, ADEM.

4.1 Clinical Syndromes by Location

CNS/Dorsal Root Ganglia: Encephalomyelitis with autonomic dysfunction. • Peripheral Nerve/Muscle: ◦ LEMS → SCLC association. ◦ Myasthenia gravis → Thymoma association. ◦ Autonomic ganglionopathy → SCLC. ◦ Pure autonomic neuropathy → Cancer/melanoma.


5. DIFFERENTIAL DIAGNOSIS

Clinical presentation of PNDs must be differentiated from other conditions that mimic autoimmune encephalitis.

Must Exclude: 1. Direct metastatic spread of cancer. 2. Leptomeningeal disease. 3. Viral encephalitis (HSV, HHV-6). 4. Nonparaneoplastic autoimmune limbic encephalitis. 5. Immune checkpoint inhibitor-related neurologic events.

Specific Mimics: • MOG antibody encephalitis may mimic viral encephalitis or neuroleptic malignant syndrome.


6. INVESTIGATIONS & DIAGNOSIS

Diagnostic approach involves a combination of serology, imaging, and CSF analysis.

1. Antineuronal Antibody Testing: • Perform serum and CSF testing for antineuronal antibodies. • Note: Serum/CSF antibodies are limited to CNS PNDs; <20% of peripheral nerve cases show them.

2. Imaging (MRI):Limbic encephalitis: Medial temporal lobe FLAIR hyperintensity. • Anti-NMDAR: Often shows normal MRI or mild FLAIR changes. • MOG antibody: Cortical necrosis with enhancement on T2-weighted images. • Anti-IgLON5: Often unrevealing MRI; CSF may show transient lymphocytosis.

3. CSF Analysis: • Mild pleocytosis (<200 lymphocytes). • Elevated protein. • Oligoclonal bands.

6.1 Risk Category Summary

High-risk (>70%): Anti-Hu, Anti-Yo, Anti-Ri, Anti-Tr, Anti-PCA2, Anti-Ma, Anti-AMPA. • Intermediate-risk (30–70%): Anti-NMDAR, Anti-GABAR, Anti-mGluR5. • Low-risk (<30%): Anti-LGI1, Anti-DPPX, Anti-IgLON5, Anti-MOG, Anti-AChR, Anti-mGluR1, Anti-aquaporin 4.

6.2 Tumor Screening

Standard Imaging: CT/PET for occult cancers. • Specific Targets: Ultrasound/MRI for germ cell tumors or teratomas. • Enhanced Detection: Combined CT/PET scans are used to detect tumors missed by other modalities.


7. MANAGEMENT & TREATMENT

Management is tailored based on the specific antibody and the presence of an underlying malignancy.

1. Tumor Control: • Identify and treat underlying tumor (surgery, chemotherapy). • Critical for patients with intracellular antigen syndromes (e.g., Anti-Hu).

2. First-line Immunotherapy (Surface Antigens): • Glucocorticoids. • IVIg. • Plasma exchange.

3. Second-line Immunotherapy: • Rituximab (increasingly used as first-line for surface antigen syndromes). • Cyclophosphamide.

4. Specific Protocols:Anti-NMDAR: Combination of glucocorticoids, IVIg, and plasma exchange; use rituximab if non-responsive. • MOG antibody: 85% respond to immunotherapy; monitor for relapses (approx. 30%). • Anti-LGI1: Treat hyponatremia with vasopressin analogs.

7.1 Tumor Detection Strategy

Germ cell tumors/teratomas: Use Ultrasound, MRI, or CT. • Undetected tumors: Utilize combined CT/PET scans to identify occult malignancies.


8. PROGNOSIS & COMPLICATIONS

Neurologic Improvement: 85–90% of patients show improvement or full recovery. • Relapses: Total relapses occur in 12–24% of cases; 12% occur within the first 2 years. • Intrathecal Synthesis: Antibody synthesis in CSF is common in most patients.


9. SPECIAL CONSIDERATIONS

Pediatric Patients: ◦ Anti-NMDAR encephalitis: High association with ovarian teratomas. ◦ Anti-IgLON5: May present with sleep disorders and brainstem dysfunction in children.

Immunotherapy Considerations: • Rituximab: Effective for surface antigen syndromes; monitor for infections/B-cell depletion. • IVIg/Plasma exchange: First-line for anti-NMDAR and MOG antibody encephalitis.


10. KEY PEARLS & CLINICAL TRAPS

Anti-NMDAR: Normal MRI does not rule out the diagnosis; must test for antibodies. • Anti-LGI1: Hyponatremia is a hallmark; treat with vasopressin analogs. • MOG Antibodies: High response rate to immunotherapy but high risk of relapse. • Negative Results: Negative antineuronal antibodies do not rule out PND in low-risk scenarios. • Intracellular vs. Surface: Intracellular antigens (e.g., Hu) are T-cell mediated; surface antigens (e.g., NMDAR) are antibody-mediated and more responsive to immunotherapy.


Reference Tables

TABLE 99-2 High-Risk Antibodies (>70% Probability of an Underlying Cancer), Syndromes, and Associated Tumors ANTIBODY a…

Harrison's 22e, p.743

99 Paraneoplastic Neurologic
Syndromes and
Autoimmune Encephalitis
Josep Dalmau, Francesc Graus

TABLE 99-2 High-Risk Antibodies (>70% Probability of an Underlying Cancer), Syndromes, and Associated Tumors

ANTIBODYa ASSOCIATED NEUROLOGIC
SYNDROME(S)
TUMORS
Anti-Hu (ANNA1) Encephalomyelitis, sensory
neuronopathy
SCLC
Rapidly progressive cerebellar
syndrome
Anti-Ri (ANNA2) Cerebellar degeneration,
opsoclonus, brainstem encephalitis
Breast, gynecologic,
SCLC
Encephalomyelitis, chorea,
optic neuritis, uveitis, peripheral
neuropathy
Anti-Tr (DNER) Rapidly progressive cerebellar
syndrome
Hodgkin’s lymphoma
Limbic, hypothalamic, brainstem
encephalitis
Anti-PCA2 (MAP1B) Sensorimotor neuropathy, rapidly
progressive cerebellar syndrome,
and encephalomyelitis
SCLC, non-SCLC,
breast cancer
Brainstem encephalitis, ataxia,
sensorineural hearing loss
Anti-amphiphysinb Stiff-person syndrome,
encephalomyelitis
Breast, SCLC
LEMS, rapidly progressive
cerebellar syndrome with and
without LEMS

TABLE 99-1 Paraneoplastic Syndromes of the Nervous System

Harrison's 22e, p.743

CLASSIC SYNDROMES: HIGH RISK
OF ASSOCIATED CANCERa
NONCLASSIC SYNDROMES: MODERATE
OR LOW RISK OF ASSOCIATED CANCER
Encephalomyelitis
Limbic encephalitis
Cerebellar degeneration (adults)
Opsoclonus-myoclonus
Sensory neuronopathy
Gastrointestinal pseudo-
obstruction (enteric neuropathy)
Dermatomyositis (adults)
Lambert-Eaton myasthenic
syndrome
Cancer- or melanoma-associated
retinopathy
Brainstem encephalitis
Stiff-person syndrome
Progressive encephalomyelitis with rigidity
and myoclonus
Necrotizing myelopathy
Motor neuron disease
Subacute axonal sensory-motor
neuropathies
Paraproteinemic neuropathies
Pure autonomic neuropathy
Acute necrotizing myopathy
Polymyositis
Optic neuropathy
BDUMP
Peripheral nerve hyperexcitability
(neuromyotonia)
Myasthenia gravis

TABLE 99-3 Intermediate-Risk Antibodies (30–70% Probability of an Underlying Cancer), Syndromes, and Associated Tumors…

Harrison's 22e, p.743

ANTIBODYa NEUROLOGIC SYNDROME TUMOR TYPE WHEN
ASSOCIATED
Anti-NMDARb Anti-NMDAR encephalitis Teratoma in young
women (children and
men rarely have tumors)
Limbic encephalitis with relapses
Anti-GABARc
B
Limbic encephalitis with early and
prominent seizures
SCLC
Morvan syndrome
Anti-mGluR5b Autoimmune encephalitis without
distinctive features
Hodgkin lymphoma
LEMS, cerebellar degeneration

TABLE 99-4 Low-Risk Antibodies (<30% Probability of an Underlying Cancer), Syndromes, and Associated Tumors ANTIBODY a…

Harrison's 22e, p.744

ANTIBODYa NEUROLOGIC SYNDROME TUMOR TYPE WHEN
ASSOCIATED
Anti-LGI1b Limbic encephalitis,
hyponatremia, faciobrachial
dystonic seizures
Rarely thymoma
Encephalitis with prominent
seizures and status epilepticus
Anti-DPPXb Agitation, myoclonus, tremor,
seizures, hyperekplexia,
encephalomyelitis with rigidity
No cancer, but
frequent diarrhea or
cachexia suggesting
paraneoplasia
PERM, stiff-person syndrome
Anti-IgLON5b NREM and REM sleep disorder,
brainstem dysfunction, movement
disorder, obstructive sleep apnea,
stridor
No tumor association
Stiff-person, cerebellar
syndrome, encephalitis with
seizures, limbic encephalitis
Anti-mGluR1b Cerebellar syndrome Hodgkin’s lymphoma in
<10% of patients
Meningoencephalitis and myelitis
Anti-aquaporin 4b Neuromyelitis optica spectrum
disorders
Lung and breast
adenocarcinomas in a
few patients
ADEM, optic neuritis, myelitis,
cortical encephalitis
Anti-AChR
(muscle)b
Myasthenia gravis Thymoma
Autonomic ganglionopathy