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Asthma

Chapter 298 | Part 7: Disorders of the Respiratory System

KEY CLINICAL POINTS

  • Asthma is characterized by episodic airway obstruction, airway hyperresponsiveness, and reversible inflammation.
  • Type 2 inflammation (IL-4, IL-5, IL-13) drives eosinophilic airway inflammation and is central to pathophysiology.
  • Key triggers include allergens, viral infections, exercise, cold air, and occupational exposures.
  • Inhaled corticosteroids (ICS) and LABA combinations are cornerstone therapies for persistent asthma.
  • Biologics (anti-IgE, anti-IL-5, anti-IL-4/13) target specific endotypes in severe or refractory asthma.

1. DEFINITION & OVERVIEW

Asthma is a chronic inflammatory disease of the airways characterized by episodic bronchoconstriction, airway hyperresponsiveness, and reversible airflow obstruction. It is associated with airway inflammation, mucus hypersecretion, and structural changes. Symptoms include wheezing, dyspnea, chest tightness, and cough, often triggered by allergens or irritants.

Risk Factor Description
Allergen exposure Predisposition to atopy increases risk
Occupational exposure Common in nursing, cleaning, and manufacturing
Air pollution Associates with increased asthma prevalence
Infections Viral and Mycoplasma infections linked to exacerbations
Tobacco use Smoking increases risk and severity
Obesity Linked to increased asthma severity and exacerbations
Diet Vitamin D deficiency may increase risk
Fungi Allergic fungal sinusitis may contribute to asthma

1.1 Pathophysiology

Asthma involves type 2 inflammation mediated by IL-4, IL-5, and IL-13, leading to eosinophilic infiltration, mucus overproduction, and airway remodeling. Airway hyperresponsiveness to non-specific stimuli (e.g., cold air, exercise) is a hallmark. Non-type 2 mechanisms (neutrophilic inflammation) may also occur in severe cases.

1.2 Clinical Features

Symptoms include episodic wheezing, shortness of breath, chest tightness, and cough. Exacerbations may be triggered by allergens, viral infections, or environmental irritants. Chronic symptoms may include nocturnal awakenings and exercise-induced bronchoconstriction.

2. EPIDEMIOLOGY

Asthma affects ~262 million globally, with prevalence increasing from 7.3% in 2001 to 8.4% in the U.S. Children have higher prevalence (8.4%) than adults (7.7%). Risk factors include genetic predisposition, atopy, and environmental exposures. Mortality declined globally from 0.44 to 0.19 per 100,000 between 1993–2006.

Table 298-2: Triggers of Airway Narrowing

Trigger Mechanism
Allergens IgE-mediated mast cell activation
Irritants Direct smooth muscle contraction
Viral infections Neutrophilic inflammation
Exercise Cold air-induced bronchoconstriction
Air pollution Oxidative stress and inflammation
Drugs Beta-blockers, NSAIDs, aspirin
Occupational exposures Irritants like isocyanates
Hormonal changes Menstrual cycle, pregnancy

2.1 Demographics

Higher prevalence in boys (2:1 male-to-female ratio) in childhood, with a trend toward female predominance in adulthood. Black populations have higher prevalence and morbidity in the U.S.

Urbanization and environmental changes correlate with rising prevalence. Mortality has decreased due to corticosteroid use, but remains higher in low-income regions.

3. ETIOLOGY & PATHOPHYSIOLOGY

Asthma results from a complex interplay of genetic and environmental factors. Type 2 inflammation (IL-4/IL-13) drives eosinophilic inflammation, mucus hypersecretion, and airway remodeling. Non-type 2 mechanisms (e.g., neutrophilic inflammation) may occur in severe cases. Environmental triggers (allergens, pollutants) activate innate and adaptive immune responses.

Table 298-3: Differential Diagnosis and Comorbidities That May Make Asthma Difficult to Control

Condition Clinical Features
Chronic rhinosinusitis Nasal polyps, nasal congestion
Obesity Increased severity and exacerbations
GERD Nighttime symptoms, postnasal drip
COPD Overlap syndrome with chronic bronchitis
Anxiety/depression Worsening symptoms, poor adherence
Condition Clinical Features
Obstructive sleep apnea Nocturnal symptoms, fatigue

3.1 Mediators

Cytokines (IL-4, IL-5, IL-13), chemokines (eotaxin, RANTES), and leukotrienes (CysLTs) mediate inflammation. Nitric oxide (NO) and reactive oxygen species (ROS) contribute to airway hyperresponsiveness and oxidative stress.

3.2 Genetic Factors

Genes like ORMDL3, ADAM33, and IL-13 are associated with asthma susceptibility. Epigenetic modifications and gene-environment interactions influence disease expression.

4. CLINICAL FEATURES

Symptoms include episodic wheezing, dyspnea, chest tightness, and cough. Exacerbations may be triggered by allergens, viral infections, or environmental irritants. Chronic symptoms include nocturnal awakenings, exercise-induced bronchoconstriction, and reduced quality of life. Severe asthma may present with irreversible airway obstruction.

Table 298-4: Goals of Asthma Therapy

Goal Target
Symptom frequency £2 times/week
Nighttime awakenings £2 times/month
Reliever use £2 times/week
Exacerbations £1/year
Lung function Optimized
Daily activities Maintained
Treatment satisfaction Minimal side effects

4.1 Complications

Severe exacerbations may lead to respiratory failure, ICU admission, or death. Chronic complications include airway remodeling, fixed airflow obstruction, and increased risk of cardiovascular disease.

4.2 Special Populations

Pregnancy may worsen or improve asthma. Aspirin-exacerbated respiratory disease (AERD) involves severe eosinophilic inflammation, nasal polyposis, and anaphylaxis to NSAIDs.

5. DIFFERENTIAL DIAGNOSIS

Differential diagnoses include COPD, heart failure, vocal cord dysfunction, and bronchiectasis. Comorbidities like GERD, rhinosinusitis, and anxiety may mimic or complicate asthma.

Table 298-5: Step Therapy for the Treatment of Asthma Ages 12+

Step Preferred Therapy Add-on Therapy
Step 1 None or low-dose ICS LTRA, leukotriene modifiers
Step Preferred Therapy Add-on Therapy
Step 2 Low-dose ICS/formoterol ICS/SABA
Step 3 Medium-dose ICS/formoter, LTRA ICS/SABA
Step 4 High-dose ICS/LABA + LAMA ICS/SABA
Step 5 ICS/LABA + biologics ICS/SABA

5.1 Overlapping Conditions

COPD (overlap syndrome), heart failure (fluid overload), and vocal cord dysfunction (laryngeal obstruction) must be distinguished by clinical features and pulmonary function tests.

5.2 Red Flags

Persistent nocturnal symptoms, fixed airflow obstruction, or failure to respond to ICS suggest alternative diagnoses like bronchiectasis or COPD.

6. INVESTIGATIONS & DIAGNOSIS

Diagnosis involves clinical evaluation, spirometry (FEV1/FVC <0.7), and reversibility testing ( ≥ 12% improvement with bronchodilators). FeNO and sputum eosinophils help assess type 2 inflammation. Allergy testing (RAST, skin prick) identifies sensitization.

Table 298-6: Patients at Greater Risk for Asthma Mortality

Risk Factor Clinical Significance
Intensive care admission High mortality risk
Intubation history Severe disease progression
Illicit drug use Increased exacerbation risk
Depression Poor adherence and outcomes
New diagnosis Higher mortality risk
Multiple ED visits Poor asthma control
Psychosocial stress Worsening outcomes
Low socioeconomic status Limited access to care
Daily prednisone Severe disease burden

6.1 Diagnostic Criteria

Reversible airflow obstruction (FEV1 improvement >15% after bronchodilators), history of episodic symptoms, and response to ICS confirm asthma.

6.2 Biomarkers

FeNO ( ≥ 25 ppb) and sputum eosinophils (>300/ µ L) indicate type 2 inflammation. Blood eosinophils and IgE correlate with disease severity.

7. MANAGEMENT & TREATMENT

Management includes trigger avoidance, ICS as first-line therapy, and LABA for persistent symptoms. Biologics (anti-IgE, anti-IL-5) target specific endotypes. Severe asthma may require OCS, bronchial thermoplasty, or surgical interventions.

Table 298-7: Medications for Asthma Management

Drug Class Examples Mechanism
ICS Beclomethasone, Budesonide Anti-inflammatory
LABA Salmeterol, Formoterol Bronchodilator
Leukotriene modifiers Montelukast, Zafirlukast Inhibit leukotriene action
Biologics Omalizumab, Mepolizumab Target specific cytokines
SABA Albuterol, Levalbuterol Beta-2 agonist

7.1 Controller Therapies

ICS (beclomethasone, budesonide) reduce inflammation. LABA (salmeterol, formoterol) enhance bronchodilation. ICS/LABA combinations (fluticasone/salmeterol) are preferred for persistent asthma.

7.2 Biologics

Anti-IgE (omalizumab), anti-IL-5 (mepolizumab), and anti-IL-4/13 (dupilumab) target eosinophilic or type 2 inflammation. Used in severe, refractory asthma with biomarker evidence.

8. PROGNOSIS & COMPLICATIONS

Prognosis varies by severity and control. Poorly controlled asthma increases risk of exacerbations, ICU admission, and mortality. Long-term complications include airway remodeling, fixed airflow obstruction, and increased cardiovascular risk.

Table 298-8: Asthma Exacerbation Risk Factors

Factor Impact
Poor adherence Increased exacerbation frequency
Non-adherence to ICS Higher risk of severe attacks
Allergen exposure Trigger for acute episodes
Infections Viral exacerbations common
Environmental pollutants Worsen airway hyperresponsiveness

8.1 Long-term Outcomes

Early-onset asthma may resolve in adulthood, but persistent symptoms increase risk of chronic obstructive lung disease. Severe asthma is associated with reduced quality of life and higher healthcare costs.

8.2 Mortality

Annual mortality in the U.S. is ~3,000. Risk factors include ICU admission, intubation history, and poor adherence. Severe exacerbations with respiratory failure carry the highest mortality risk.

9. SPECIAL CONSIDERATIONS

Special populations include pregnant women, athletes, and patients with AERD. Asthma management during pregnancy requires careful OCS use and avoidance of triggers. Exercise-induced symptoms may require pre-exercise bronchodilators.

Table 298-9: Asthma Management in Special Populations

Population Considerations
Pregnancy Avoid smoking, use ICS/LABA, monitor fetal growth
Athletes Pre-exercise SABA, avoid cold air exposure
AERD Biologics over NSAIDs, avoid triggers
Children Monitor growth, use low-dose ICS
Elderly Minimize OCS, use LABA cautiously

9.1 Pregnancy

Asthma may improve, worsen, or remain stable. OCS use is minimized, but acute exacerbations require corticosteroids. Avoidance of smoking and allergens is critical for fetal outcomes.

9.2 Aspirin-Exacerbated Respiratory Disease

Patients with AERD have severe eosinophilic inflammation, nasal polyposis, and anaphylaxis to NSAIDs. Biologics (dupilumab, mepolizumab) are preferred over aspirin desensitization.

10. KEY POINTS & CLINICAL PEARLS

  • Asthma is a heterogeneous disease with type 2 and non-type 2 mechanisms.
  • ICS remain the cornerstone of therapy, with LABA as add-on for persistent symptoms.
  • FeNO and sputum eosinophils guide biologic therapy.
  • Poor adherence and trigger exposure are major contributors to poor control.
  • Severe asthma requires multidisciplinary management, including biologics and bronchial thermoplasty.